All of the following statements regarding customer confirmations are true EXCEPT:

All of the following statements regarding customer confirmations are true EXCEPT:



A) the confirmation must disclose if a control relationship exists.

B) the customer must receive the confirmation no later than the business day after the trade.

C) the confirmation must disclose whether the broker/dealer is a market maker in the security sold.

D) the confirmation must disclose commissions if the firm acted as agent.



Answer: B) the customer must receive the confirmation no later than the business day after the trade.


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