A confirmation sent to a customer must include:
A) amount of any commission.
B) all of these.
C) markup or markdown if the member acted as a principal in a Nasdaq security.
D) whether the member acted as agent or principal.
Answer: B) all of these.
A) amount of any commission.
B) all of these.
C) markup or markdown if the member acted as a principal in a Nasdaq security.
D) whether the member acted as agent or principal.
Answer: B) all of these.