If a customer fails to return a proxy statement to a member firm by the 10th day before the annual meeting, the member may vote the shares:

If a customer fails to return a proxy statement to a member firm by the 10th day before the annual meeting, the member may vote the shares:




A) provided the matters to be voted on are of minor importance.

B) without restriction.

C) with the permission of the issuer.

D) under no circumstances.



Answer: A) provided the matters to be voted on are of minor importance.


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