In which of the following situations may a broker/dealer enter an order for a customer to sell a stock long?

In which of the following situations may a broker/dealer enter an order for a customer to sell a stock long?



I. The broker/dealer has reason to believe that the customer owns the stock and will deliver it promptly.

II. The security is carried in the customer's account at the broker/dealer.

III. The customer owns a bond convertible into the stock and has issued conversion instructions.

IV. The customer owns a call option on the stock and has exercised the call.



A) II and IV.

B) I, II, III and IV.

C) I and II.

D) I and III.



Answer: B) I, II, III and IV.


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