If your client has a certificate registered in his own name, to be a good delivery, the certificate must be accompanied by:
A) the promise that it has not been called for redemption.
B) a buyer's option.
C) the legal opinion, unless the client is selling municipal bonds.
D) a properly-executed assignment to the brokerage firm on the reverse side of the certificate.
Answer: D) a properly-executed assignment to the brokerage firm on the reverse side of the certificate.