If ALFA Securities, a broker/dealer, is a position-trading firm, which of the following statements is TRUE?

If ALFA Securities, a broker/dealer, is a position-trading firm, which of the following statements is TRUE?



A) It is underwriting securities in the primary market.

B) It is acting as a broker for customers.

C) It is trading for its own account.

D) It is violating NYSE rules.



Answer: C) It is trading for its own account.


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