An investment adviser representative is meeting with a potential advisory client. Among the items of information the IAR needs to obtain in order to develop the proper plan are the prospect's:
anticipated number of years until retirement.
location of current bank and brokerage accounts.
current savings and investments.
college alma mater.
A) III and IV.
B) I and III.
C) I and II.
D) II and IV.
Answer: B) I and III.