An adviser always inquires into her clients' investment objectives, financial situations, and needs. The investment adviser is:

An adviser always inquires into her clients' investment objectives, financial situations, and needs. The investment adviser is:



A) obtaining the information required to fulfill her professional obligation regarding suitability.

B) determining whether she has any inherent conflicts of interest with her clients.

C) violating her ethical obligation regarding confidentiality of client information.

D) giving herself an unethical advantage regarding how much the client can afford to spend on an advisory fee.



Answer: A) obtaining the information required to fulfill her professional obligation regarding suitability.


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