A broker/dealer's recommendations must be suitable for a customer and based on an individual's:

A broker/dealer's recommendations must be suitable for a customer and based on an individual's:

A broker/dealer's recommendations must be suitable for a customer and based on an individual's:



investment objectives.

financial background.

tax status.


A) I and II.

B) II and III.

C) I, II and III.

D) I only.



Answer: C


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