Under the NASAA's Model Rule on Unethical Business Practices of Investment Advisers, Investment Adviser Representatives, and Federal Covered Advisers, advisory contracts must:

Under the NASAA's Model Rule on Unethical Business Practices of Investment Advisers, Investment Adviser Representatives, and Federal Covered Advisers, advisory contracts must:


prohibit assignment of the contract without the client's consent.

contain information on the adviser's performance for at least the most recent 12-month period.

describe the amount of any prepaid fee that will be returned to the client in the event the contract is terminated.


A) I and III.

B) I, II and III.

C) II and III.

D) I and II.



Answer: A


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