It is often said that the backbone of the over-the-counter market is the market-maker. A good description of a market maker would be:

It is often said that the backbone of the over-the-counter market is the market-maker. A good description of a market maker would be:




A) a subscriber to the Nasdaq system.

B) a broker/dealer who stands ready to buy or sell at least the standard unit of a specific stock traded in the over-the-counter market.

C) a broker/dealer who stands ready to buy or sell at least the standard unit of a specific stock traded on a listed exchange.

D) an investment banker who participates in a firm underwriting.



Answer: B) a broker/dealer who stands ready to buy or sell at least the standard unit of a specific stock traded in the over-the-counter market.


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