Which of the following persons is NOT an associated person of an investment adviser?
A) A third-party solicitor who refers accounts to an adviser for a fee.
B) A senior officer of an investment adviser responsible for marketing as opposed to investment advisory services.
C) The parent broker/dealer of an investment advisory firm.
D) A graphic design consultant who prepares a broker/dealer's research publications.
Answer: D) A graphic design consultant who prepares a broker/dealer's research publications.