Which of the following is NOT a person as defined by the Uniform Securities Act?

Which of the following is NOT a person as defined by the Uniform Securities Act?


A) A small unincorporated investment club.

B) Guelph, a small city outside of Toronto, Ontario, that maintains an investment account at a brokerage house to invest surplus funds.

C) A child prodigy for whom his mother, as custodian, opened an account at a major securities firm.

D) XYZ Dry Cleaners, Inc., whose shareholders all work on the premises and also offer financial advice to customers who request it.



Answer: C) A child prodigy for whom his mother, as custodian, opened an account at a major securities firm.


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