Which of the following describes the responsibilities of a municipal finance professional (MFP)?
An associated person of a broker/dealer engaged in municipal securities representative activities other than retail sales
A registered representative engaged in the retail sale of municipal securities to individual investors
Is subject to the political contribution rules as outlined in MSRB Rule G-37
Is not subject to the political contribution rules as outlined in MSRB Rule G-37
A) II and IV
B) I and III
C) I and IV
D) II and III
Answer: B) I and III