Which of the following are nonissuer transactions?
An investment manager purchases 100,000 shares of XYZ on the NYSE.
An investment adviser sells a block of YYY Corp. shares to an overseas investor in a private transaction.
The president of Dot.com, Inc., sells his personal shares of Dot.com on the NYSE.
Dot.com purchases its own shares on the open market in order to place them in treasury.
A) I, II, III and IV.
B) III and IV.
C) I and II.
D) I only.
Answer: I, II, III and IV.