Under the Investment Advisers Act of 1940, which of the following are considered affiliated persons of an adviser?

Under the Investment Advisers Act of 1940, which of the following are considered affiliated persons of an adviser?


The vice president of finance of the company.

A registered agent of the company.

An office secretary of the company.


A) I and III.

B) II and III.

C) I, II and III.

D) I and II.



Answer: D) I and II.


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