Under the Investment Advisers Act of 1940, which of the following would meet the criteria of persons associated with an investment adviser?
A manager in an investment advisory firm who supervises 5 investment adviser representatives.
The individuals responsible for bringing new clients to an advisory firm.
A secretary in the advisory firm.
A) I and II.
B) I only.
C) I and III.
D) II only.
Answer: A) I and II.