One method of securities registration under the Uniform Securities Act is Qualification. The effective date of a security registered using this method is:

One method of securities registration under the Uniform Securities Act is Qualification. The effective date of a security registered using this method is:




A) when so ordered by the Administrator.

B) when the offering is made effective by the SEC.

C) within 2 business days of the filing of maximum and minimum proposed offering prices.

D) by Noon of the 30th day following the filing of the application.



Answer: When so ordered by the Administrator.


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