In a negotiated municipal bond underwriting all of the following are true EXCEPT:

In a negotiated municipal bond underwriting all of the following are true EXCEPT:



A) the underwriters may also be financial advisors to the municipality and receive both advisory fees and underwriting fees.

B) the municipality appoints an investment banker or broker/dealer to underwrite the offering.

C) the underwriter works with the issuer to establish the interest rate.

D) the underwriter works with the issuer to establish the offering price.



Answer: A) the underwriters may also be financial advisors to the municipality and receive both advisory fees and underwriting fees.


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