How may a municipal firm retail customer gain access to an MSRB rule book?

How may a municipal firm retail customer gain access to an MSRB rule book?




A) Only with the verbal permission of a registered branch manager (sales supervisor).

B) Upon request to the broker/dealer; no restrictions exist.

C) Only by writing the MSRB directly with a specific question involving an MSRB rule.

D) Only with the written permission of a principal.



Answer: B) Upon request to the broker/dealer; no restrictions exist.


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