Apart from those exempt or prohibited, anyone meeting the definition of investment adviser under the Investment Advisers Act of 1940 must:

Apart from those exempt or prohibited, anyone meeting the definition of investment adviser under the Investment Advisers Act of 1940 must:



A) be approved by the SEC.

B) register by coordination with the SEC.

C) register with the state in which the investment adviser has a business.

D) register with the SEC.



Answer: D) register with the SEC.


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