According to the USA, under which of the following circumstances may an Administrator cancel an agent's registration?

According to the USA, under which of the following circumstances may an Administrator cancel an agent's registration?


A) The agent has admitted to selling unregistered exempt securities to individual clients.

B) The agent is judged to be mentally incompetent.

C) The agent is the subject of an insider trading lawsuit.

D) The Administrator determines it would be in the public interest.



Answer: The agent is judged to be mentally incompetent.


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