According to MSRB rules, a separately identifiable division of a bank engaging in the sale and /or underwriting of securities issued by state and local governments is acting as a(n):

According to MSRB rules, a separately identifiable division of a bank engaging in the sale and /or underwriting of securities issued by state and local governments is acting as a(n):




A) broker's broker.

B) investment banker.

C) municipal securities dealer.

D) mutual fund.



Answer: C) municipal securities dealer.


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