Which of the following qualifies as discretionary trading under the Securities Exchange Act of 1934?

Which of the following qualifies as discretionary trading under the Securities Exchange Act of 1934?


A) Determining which securities to buy for a client.
B) Purchasing securities at the discretion of a client.
C) Obtaining authorization from a client to purchase a particular security if the price hits a specific level.
D) Receiving oral authority from a client to make a specific purchase at a price to be decided by the broker/dealer.


Answer: A) Determining which securities to buy for a client.


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