Under the Securities Exchange Act of 1934, the SEC is granted to power to regulate the activities of:

Under the Securities Exchange Act of 1934, the SEC is granted to power to regulate the activities of:


I. custodian banks.
II. federal covered investment advisers.
III. securities information processors.
IV. transfer agents.

A) I and II.
B) I and IV.
C) II and III.
D) III and IV.


Answer: D) III and IV.


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