Under the Securities Act of 1933, the definition of an issuer would include:

Under the Securities Act of 1933, the definition of an issuer would include:


I. a government entity issuing exempt securities.
II. a corporation issuing securities in an exempt transaction.
III. an antique dealer selling items from a collection of rare books.

A) II and III.
B) III only.
C) I, II and III.
D) I and II.


Answer: D) I and II.


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