An issuer properly files Form D in accordance with Rule 503 of Regulation D of the Securities Act of 1933. As such, the securities that are the subject of any transaction are:

An issuer properly files Form D in accordance with Rule 503 of Regulation D of the Securities Act of 1933. As such, the securities that are the subject of any transaction are:


A) required to register with the state(s) in which they are sold.
B) required to register with the SEC.
C) federal covered securities.
D) available only to institutional purchasers.


Answer: C) federal covered securities.


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