Among the many definitions found in the Securities Exchange Act of 1934 is that of "associated person of a broker/dealer". Which of the following individuals would fall into that definition?
I. A registered representative possessing a Series 6 limited registration
II. A university president who sits on the broker/dealer's board of directors
III. The newest member of the firm's research department who has not yet passed the licensing exam
IV. The receptionist at the front desk who directs visitors to the carousel where mutual fund prospectuses are available.
A) I and IV.
B) II and III.
C) I, II, and III.
D) I, II, III and IV.
Answer: C) I, II, and III.