A customer requests information on a new mutual fund and asks her registered representative to circle the important information in the prospectus and information he thinks will be of special interest to her. This is permitted:

A customer requests information on a new mutual fund and asks her registered representative to circle the important information in the prospectus and information he thinks will be of special interest to her. This is permitted:


A) if approved by a principal.
B) if accompanied by an unmarked prospectus.
C) without restriction.
D) under no circumstances.


Answer: D) under no circumstances.


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